Laura’s Corner

Welcome to Laura's Corner! This section is designed to share valuable tips, industry insights, and best practices to help you navigate the complexities of the insurance world. In addition to our curated content, we invite you to submit your questions. Your inquiries allow us to provide tailored insights and support, fostering a community of shared knowledge. By exploring this corner, you’ll gain access to expert advice and helpful resources that can enhance your understanding and efficiency in the insurance industry. We’re here to support your journey!

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| 19 hours ago

Navigating FINRA’s Regulatory Notice 25-01: Broker-Dealer and Investment Adviser Renewals for 2025

Understanding FINRA’s Final Statements, Key Deadlines, and Payment Processes for Broker-Dealers and Investment Advisers.

As the new year begins, regulatory compliance remains a top priority for Broker-Dealers (BDs), Investment Advisers (IAs), and related entities. FINRA’s Regulatory Notice 25-01 (Regulatory Notice 25-01 | FINRA.org) outlines critical information about the 2025 renewal process, including final statements, payment deadlines, and procedures for addressing discrepancies. Staying informed is essential to ensure seamless registration renewals and avoid penalties.

| 22 hours ago

Pennsylvania Insurance Department Updates Regulations for Insurance Producers

Adoption of Chapter 37a Enhances Compliance Standards

The Pennsylvania Department of Insurance has announced updated regulations under Title 31 of the Pennsylvania Code, specifically Chapters 37 and 37a. These changes aim to modernize the rules governing insurance practices and ensure better compliance with evolving industry standards.  The entire bulletin can be found here: Pennsylvania Bulletin

 

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| 5 days ago

Stay Compliant: District of Columbia Appointment Renewal Updates for 2025

Key Dates, Fees, and Rules to Navigate the District of Columbia’s 2025 Renewal Process with Ease

The District of Columbia has released crucial updates regarding the 2025 appointment renewal process for insurance producers and title lines of authority. Staying informed and acting promptly during this renewal period is essential to maintaining compliance. Check out the full NIPR announcement here: District of Columbia Company Appointment Renewals | NIPR

| 5 days ago

Your Guide to Navigating North Carolina’s 2025 Appointment Renewal Process

A Guide to Ensuring Compliance with North Carolina's 2025 Renewal Process

Managing appointment renewals can be a complex task, but staying ahead of key deadlines and requirements is essential to maintaining compliance. North Carolina’s 2025 renewal period is fast approaching, and this guide will help you navigate the process seamlessly.

| 6 days ago

Stay Ahead of New Mexico Appointment Renewals: Key Dates and Details

Don’t Miss the Deadline for New Mexico License Renewal Payments

The renewal period for New Mexico appointment renewals is fast approaching! It’s critical for insurance carriers and MGAs to stay informed and act promptly. Missing key deadlines can result in cancellations and significant late penalties. Here’s everything you need to know to keep your appointments up to date.

This information is provided for general guidance purposes only. Compliance requirements can vary by state, so users are responsible for understanding and adhering to the specific regulations applicable to their insurance operations.

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